Significant shareholdings and treasury stock

CaixaBank’s shares are represented by book entries and Sociedad de Gestión de Sistemas de Registro, Compensación y Liquidación de Valores, S.A (IBERCLEAR) is responsible for entering them in the accounting records. However, on the basis of the principle of ownership of shares in banks, CaixaBank keeps its own register of shareholders.

CaixaBank’s website shows the company’s shareholder structure, specifically a breakdown by shareholder tranche in the capital distribution section in addition to its significant shareholders through notifications of voting rights for significant shareholders available to the public on the Comisión Nacional del Mercado de Valores (CNMV) website under “Significant shareholders and own shares”.

CaixaBank also submits to the CNMV information on its listed companies in which it holds significant shareholdings. In compliance with applicable regulations, all this information is provided below through links to the CNMV website.

Notifications of voting rights and financial instruments 

Listed companies in which stakes are held 

Notifications of own shares (Treasury Stock)

See notifications in the CNMV  

Irrespective of the CaixaBank business standards regarding the procedures applicable to Treasury Shares held, in order to complement and further develop these procedures, and to ensure the proper transparency of all such operations, the Board of Directors has approved the Internal Code of Conduct for Treasury Share Transactions of CaixaBank and its Group of companies.

Internal Code of Conduct for Treasury Shares Transactions  (PDF, 549 kB)

At 14 December 2016, CaixaBank had a total of 4,335,865 Treasury shares (4,296,217 direct shares and 39,648 indirect shares) representing 0.072% of its share capital.

View Last Month Treasury Shares Transactions  (PDF, 11 kB)